Update: United Kingdom (UK) worldwide information switch settlement and UK addendum to the EU normal contractual clauses now in drive.
In February, the Information Commissioner’s Office (“ICO”), the information safety authority (“DPA”) within the UK, printed three new paperwork (“UK Documents”) which replace the UK’s place on information transfers exterior of the UK:
The UK Documents had been printed following a session on the UK’s strategy to worldwide information transfers which befell between 11 August and 11 October 2021. The UK Documents have now been accredited by the UK Parliament and formally got here into drive on 21 March 2022.
The IDTA and Addendum exchange the present UK normal contractual clauses for worldwide information transfers – i.e., the “old” set of EU normal contractual clauses, based mostly on the previous EU Data Protection Directive, as amended to refer to each UK laws and information transfers exterior of the UK (the “UK tweaks”).
The IDTA is a full-form standalone settlement, just like the EU SCCs. The Addendum, then again, acts in its place to the longer type IDTA. The Addendum is 9 pages lengthy and amends the brand new EU SCCs in order that they can be utilized to make worldwide transfers of non-public information from the UK.
Like the brand new EU SCCs, the IDTA locations in depth contractual obligations on each importers and exporters of non-public information, together with obligations which take into consideration the European Court of Justice (“CJEU”) resolution in Schrems II (e.g., the importer offering the exporter with info relating to native legal guidelines and practices earlier than it receives the switch, and obligations on the importer the place it receives entry requests from public authorities).
The “transitional provisions” are mentioned beneath, at Question 4.
The IDTA is shorter than the brand new EU SCCs, and its language is extra “user friendly” than that of its European counterpart.
In distinction to the EU SCCs, the IDTA doesn’t observe a “modular” format. As such, it doesn’t comprise a direct equal of “Module Two” or “Module Three” of the brand new EU SCCs (i.e., for controller to processor transfers, and processor to sub-processor transfers, respectively) and due to this fact the IDTA doesn’t incorporate the Article 28 “processor obligations” of the UK General Data Protection Regulation (“UK GDPR”). Instead, the IDTA offers with this via the idea of a “linked agreement”. The “linked agreement” will comprise these phrases as a substitute. If the importer is a processor or a sub-processor, a “linked agreement” have to be in place to assist the IDTA. There are some further refined variations between the IDTA and the brand new EU SCCs. For instance, within the IDTA, events have the power to resolve disputes via arbitration and in each the IDTA and the Addendum there are further termination provisions.
Additionally, not like the brand new EU SCCs, the IDTA covers transfers to organisations situated in third nations which are caught by the extra-territorial scope of Article 3 of UK GDPR. There was initially some confusion on the continent, as Recital 7 of the brand new EU SCCs means that organisations caught by Article 3 of the EU GDPR did not want to put the brand new EU SCCs in place, provided that these organisations are required to adjust to the EU GDPR. The European Data Protection Board (“EDPB”) has since clarified that organisations would wish to implement normal contractual clauses or depend on different authorized justifications below Chapter V of the EU GDPR with such organisations, whatever the extra-territorial software of the EU GDPR. The European Commission (“Commission“) is making ready a brand new set of normal contractual clauses to cowl these particular transfers.
The place within the UK is barely less complicated than on the continent as a result of the IDTA doesn’t require further clauses. However, as a result of the Addendum amends the EU SCCs (which do not cowl these particular transfers), it could want to be additional up to date by the ICO to mirror UK-specific modifications to the Commission’s new set of normal contractual clauses, or a unique UK addendum altogether is perhaps produced. We anticipate the ICO to make clear this in the end.
As the UK has left the EU, companies that function in each the UK and the EU want to guarantee they’re compliant with Chapter V (transfers of non-public information to third nations) of each the EU GDPR and the UK GDPR.
We do not but know the EU Commission’s ideas on the IDTA or the Addendum (and whether or not this will in the end have an effect on the UK’s delicate constructive adequacy resolution). As such, there is no such thing as a equal “EU addendum” (i.e., approving using the IDTA with amendments to make it work for worldwide information transfers from the EU). As such, for organisations with world intragroup and third-party vendor information flows, it could make sense to merely use the brand new EU SCCs with the Addendum. This is a much less labour intensive (and less expensive) choice than utilizing the IDTA.
To make life simpler, organisations may need to incorporate the IDTA, or the Addendum, by reference. There is an “alternative” provision on the again finish of each the IDTA and the Addendum which defines “Mandatory Clauses”. The definition differs relying on whether or not the IDTA or the Addendum is used. The “Mandatory Clauses” allow the incorporation of the IDTA or the Addendum simply by reference. However, importantly, like the brand new EU SCCs the knowledge within the IDTA or the Addendum have to be included someplace within the settlement (e.g., occasion particulars and details about the character of the transfers going down).
The IDTA and the Addendum got here into drive on 21 March 2022 and can be utilized by organisations transferring private information exterior of the UK.
The ICO has confirmed within the “transitional provisions” that organisations that entered into the “old” EU SCCs with the UK tweaks, on or earlier than 21 September 2022, might be a sound means of constructing worldwide information transfers till 21 March 2024. This is assuming that the processing operations stay unchanged throughout that point. The IDTA or the Addendum have to be entered into if the processing operations change, or by 21 March 2024, whichever happens first.
This “grace period” is analogous to that which was provided by the EU Commission for organisations relying upon the “old” EU SCCs for worldwide information transfers exterior of the EU. As a reminder, organisations can not enter into the “old” EU SCCs (the minimize off was 27 September 2021) however can depend upon the “old” EU SCCs entered into earlier than that date (once more, assuming the processing operations do not change) till 27 December 2022.
We are ready on further steering from the ICO in respect of the next:
- Clause by clause steering to the IDTA and Addendum
- Guidance on switch influence assessments (“TIAs”)
- Further clarifications on the ICO’s worldwide transfers steering
We anticipate that these might be printed quickly, so watch this house.
It is essential to keep in mind that while the UK has left the EU, the CJEU judgment in Schrems II stays good legislation within the UK
As such, any organisation making a switch private of information from the UK have to be ready to show that the non-public information topic to the switch is afforded “essentially equivalent” safety from which it advantages below the UK GDPR.
The ICO has not but produced its personal steering on TRAs (within the EU, these assessments are extra generally referred to as Transfer Impact Assessments or “TIAs”, however the ICO confirms that the EDPB’s “recommendations” stay a “useful reference about additional measures“. So, in the meanwhile, organisations making private information transfers from the UK nonetheless want to depend upon the EDPB “recommendations” to conduct TRAs.
International Transfers Stay within the Focus of Regulators
At a European stage, worldwide information transfers and the fallout from Schrems II stays the sizzling subject in privateness legislation. The Austrian DPA’s current Google Analytics resolution is evident proof of that. The head of the Austrian DPA, Andrea Jelinek, can be presently the chairperson of the EDPB, which strongly means that the choice will affect a Europe-wide strategy reflecting the Austrian DPA’s resolution. The French DPA, CNIL, has already issued the same resolution in relation to an unknown French web site supervisor. Recent statements from the Danish and Norwegian DPAs point out that they may take the same view.
There are circa 100 excellent complaints (of the 101 complaints issued by Max Schrems’ not-for-profit privateness advocate group, None of Your Business) in relation to using Google Analytics that are nonetheless being thought-about by different EU nations. Given the similarities between the UK and EU strategy to information safety, an informed guess would recommend that the ICO will take the same view that of its European counterparts
You can discover out extra in regards to the Austrian DPA’s resolution about Google Analytics right here.
On 25 March, the EU introduced an “agreement in principle” with the US on a brand new “Trans-Atlantic Data Privacy Framework” (“Framework”). The Framework is meant to exchange the Privacy Shield (which was struck down within the Schrems II resolution) and, notably, offers for a redress system to examine and resolve complaints of EU information topics whose information has been accessed by US intelligence authorities. You can discover the press launch right here, accompanied by a short-form reality sheet which outlines the important thing ideas and supposed advantages of the Framework. However, there are not any authorized paperwork but. This is merely an “agreement in principle” and carries no authorized weight in the meanwhile.
As the UK is not a part of the EU, any authorized documentation ensuing from the Framework won’t apply below the UK GDPR. However, the UK is free to decide its personal “adequacy decisions” in respect of worldwide information transfers and we all know that the US is a precedence “data adequacy partnership” jurisdiction for the UK Government. In December 2021, the UK and the US issued a joint assertion reiterating the UK and US’ dedication to deepening the UK-US information partnership. So, we’ll wait to see how the Framework performs out within the UK.
Therefore, in the meanwhile, the place in respect of transfers from the EU and the UK, to the US, stays the identical, i.e.:
- Privacy Shield shouldn’t be a sound authorized mechanism for making transfers of non-public information to the US; and
- the EU SCCs (or within the UK, the IDTA / and the EU SCCs, along with the Addendum) have to be accompanied by a TIA/TRA.
In quick, the ICO has printed pragmatic recommendation on the UK place in relation to worldwide information transfers. We await additional steering on how the ICO expects the IDTA and the Addendum to be utilized in observe and extra clarifications from the ICO on “restricted transfers” usually. Separately, organisations ought to stay alert for developments in respect of the Framework, and wait to see how this performs out within the UK, given the sturdy regulatory concentrate on information transfers to the US and the UK’s intention to strengthen its information partnership with the US.
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